Controlled Information & Data Security

Controls and restrictions may apply to the data and electronic information researchers store, access, manipulate, produce, and transmit electronically. ORSEC works closely with Âé¶¹Ãâ·Ñ°æÏÂÔØBoulder's Office of Information Technology (OIT) to identify and protect research-related electronic information that requires specific security measures mandated by federal regulations, sponsor requirements, agreement terms, and/or university policies.Ìý


Identifying Information Security Requirements

Identify the Need: Data and information security requirements are identified through existing compliance procedures. For example, as part of an award review in support of a sponsored project agreement. Ìý

Develop Compliance Solutions: If information security requirements are applicable, ORSEC assists researchers by determining which regulations apply to the electronic information (EAR, ITAR, or CUI/NIST-800-171) and how to implement controls through a Technology Control Plan (TCP) or one of CU's available IT solutions to ensure compliance.Ìý

What Type of Information Requires Controls?

When research is subject to export controls, the university has obligations under federal law to protect the technology that comes from the research— including any information, data, and software— according to a complex set of regulations (as defined by , , ).ÌýÌý

See for more information.Ìý

CUI was defined in  as information held by or generated for the Federal Government that requires safeguarding or dissemination controls. Research data and other project information that a research team receives, possesses, or creates during the performance of federally funded research may be CUI. The obligation to determine whether an award will involve CUI belongs to the federal sponsor; award documents should specifically identify CUI and applicable security requirements. Ìý

Contact Âé¶¹Ãâ·Ñ°æÏÂÔØBoulder's Office of Compliance, Ethics, and Policy (compliance@colorado.edu) for support.Ìý

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As defined in Federal Acquisition Regulations (FAR) , federal contract information (FCI) is “information, not intended for public release, that is provided by or generated for the Government under a contract to develop or deliver a product or service to the Government, but not including information provided by the Government to the public (such as on public websites) or simple transactional information, such as necessary to process payments.â€� Ìý

IT Solutions for the Protection of Controlled Information

Âé¶¹Ãâ·Ñ°æÏÂÔØBoulder's Large File Transfer service is a web tool that sends large files securely to any email address, on or off campus. This on-demand and automated transfer service is a secure solution for anyone sending large files, but particularly for researchers who share large datasets. Using LFT avoids sending files from email systems, improving performance, and reducing email storage.Ìý

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The Preserve is an environment available to researchers who engage in projects that contain confidential or highly confidential data. It is highly controlled to specifically protect research that must meet Cybersecurity Maturity Model Certification (CMMC)*, Controlled Unclassified Information (CUI) and certain Export Control regulations.Ìý

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Cybersecurity Maturity Model Certification program (CMMC) is a unified assessment model created by DOD in response to the growing threat of cyberattacks and data theft from the defense contractors. CMMC is designed to ensure that DOD contractors and subcontractors adequately safeguard sensitive government information. Ìý

Âé¶¹Ãâ·Ñ°æÏÂÔØBoulder Resources Ìý

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CMMC Federal Resources Ìý

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Technology Control Plan (TCP)

If your research is determined to be subject to export controls, ORSEC will work with you to create a Technology Control Plan (TCP), which will address the need for secure storage and transmission of controlled data.Ìý

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Âé¶¹Ãâ·Ñ°æÏÂÔØBoulder has IT infrastructure solutions to secure data and information according to standards required by U.S. export controls and other federal regulations. is a division of the campus’s information security program and is dedicated to advancing Âé¶¹Ãâ·Ñ°æÏÂÔØBoulder research efforts.Ìý

Research and expertise across CUÌýBoulder.

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Our 12Ìýresearch institutes conduct more than half of
the sponsored research at CUÌýBoulder.

More than 75 research centers span the campus,
covering a broad range of topics.

ÌýÌýResearch ComputingÌý

A carefully integrated cyberinfrastructure supports CUÌýBoulder research.

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